Regulatory Oversight Software for Asset Managers
Asset managers operate in an increasingly complex regulatory environment. Regulatory documents are produced across multiple teams, systems, and external providers. Ensuring consistency, completeness, and compliance across all disclosures has become a structural challenge. REGMATIX enables asset managers to establish systematic, auditable regulatory oversight across their entire document landscape.
The Risk Scenario
Regulatory documents such as PRIIPs KIDs, factsheets, prospectuses, ESG disclosures, and regulatory reports are updated at different times and by different parties. Changes are not consistently propagated across all documents, languages, and formats. As a result, inconsistencies and outdated information remain undetected until late in the process—or are identified by auditors or regulators.
Regulatory Exposure
PRIIPs, UCITS, AIFMD, SFDR and MiFID II require consistent, accurate disclosures. Inconsistencies may be interpreted as misleading information and lead to regulatory findings and reputational damage.
Operational Impact
- High manual review effort across compliance, product, and operations
- Lack of transparency across internal teams and external vendors
- Delays in approvals and document publication
- Increased audit effort and operational risk
REGMATIX Workflow
Converts regulatory documents into structured, auditable data
Compares overlapping disclosures across documents and versions
Rule-based checks compliance against regulatory and internal rules
Creates a full audit trail for governance, oversight, and audits
Take Control of Regulatory Oversight
Establish systematic, auditable oversight across all regulatory documents — before inconsistencies become regulatory findings.